For CAT CAIS Reporting, both the SEC and FINRA recently highlighted Large Trader reporting obligations, notably pointing out that the requirements extend “beyond clearing broker-dealers,” and that as a result, “the number of Executing Brokers and Introducing Brokers required to report LTIDs will increase.”
Complete this form to learn more about large trader obligations for CAT CAIS reporting.
![](https://www.ntierfs.com/wp-content/uploads/2021/09/paper_largeTraderObligations_cat_cais.png)
Complete this form to learn more about large trader obligations for CAT CAIS reporting.