7th Annual European Compliance and Legal Conference
Exchange insights with fellow industry professionals on the latest compliance trends and challenges.
Global RegTech Summit USA 2023
Meet the latest disruptor joining the Global RegTech Summit USA
RegTech Summit London
Hear n-Tier CEO, Peter Gargone, in London this October.
Security Traders Association
90th Annual Market Structure Conference
2023 Market Structure Conference
n-Tier will be attending the 2023 Market Structure Conference
RegTech Summit NYC 2023
n-Tier will be attending this year’s RegTech Summit NYC.
2024 Sifma C&L Annual Seminar
n-Tier will be attending the 2024 SIFMA C&L Annual Seminar
FINRA CAT’s Full CAIS (2e) Reporting
Important Reminders for Introducing & Executing Brokers
Trade Surveillance Solutions for Equities, 2023: Market and Vendor Landscape
This report from Chartis analyzes the market for equity trade surveillance solutions.
Electronic Blue Sheets: No End in Sight
Despite CATʼs initial implementation, Electronic Blue Sheets (EBS)
remains a regulatory necessity and risk for firms in the wake of
Reddit and Gamestop (GME).