FINRA CAT’s Full CAIS (2e) Reporting
Important Reminders for Introducing & Executing Brokers
Trade Surveillance Solutions for Equities, 2023: Market and Vendor Landscape
This report from Chartis analyzes the market for equity trade surveillance solutions.
Electronic Blue Sheets: No End in Sight
Despite CATʼs initial implementation, Electronic Blue Sheets (EBS)
remains a regulatory necessity and risk for firms in the wake of
Reddit and Gamestop (GME).
2024 FINRA Annual Conference
n-Tier will be attending the 2024 FINRA Annual Conference
n-Tier wins FinanceFeeds Awards: “Most Reliable Regtech Provider”
We are pleased to announce we’ve won the #FinanceFeedsAward for 2023!
RegTech Summit London 2023
n-Tier will be attending this year’s RegTech Summit London.
Annual RJ Valor Golf Outing 2023
Join us at the RJ Valor golf opening this October.
2023 Boca Grande Classic
Meet us in Fort Lauderdale for this annual Cystic Fibrosis Foundation benefit, Boca Grande 2023 Golf Classic.
SIFMA C&L Regional Seminar 2023
n-Tier will be attending SIFMA C&L Regional Seminar in 2023.
STA Flagship Annual Market Structure 2023
n-Tier will be attending this year’s STA Flagship Annual Market Structure.