n-Tier Wins Best CAT Reporting Solution for Second Year in a Row
RegTech and data solutions company continues to expand client base and provide premier service ahead of upcoming December CAT and CAIS submission deadlines
A-Team Group Webinar: Cross-Regulation Data Consistency and Accuracy
Regulatory reporting obligations continue to expand, bringing with them more overlaps of data elements across reporting regimes.
n-Tier included in this year’s A-Team Regulatory Data Handbook 2022/2023 – Tenth Edition
The tenth edition of A-Team Group’s Regulatory Data Handbook publication tracks new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years.
An Update from the n-Tier Team: 2022 Mid-Year Milestones
n-Tier grows regulatory compliance solutions fueled by our expertise in FINRA CAT and FINRA CAIS 2e reporting.
n-Tier to Exhibit at 2022 FINRA Annual Conference
n-Tier will be attending this year’s FINRA Annual Conference. The conference, which will take place from May 16-May 18, 2022, provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics.
n-Tier to Exhibit 2022 SIFMA Compliance & Legal Annual Seminar
n-Tier will be attending this year’s SIFMA Compliance & Legal Annual Seminar. The conference, which will take place from March 20-March 23, is the preeminent meeting place for compliance and legal professionals from across the financial services industry.
A-Team Group Webinar — FINRA CAT CAIS: What to Expect
n-Tier to exhibit 2021 SIFMA Operations Conference
n-Tier will be exhibiting at this year’s 2021 SIFMA Operations Conference & Exhibition 2021 Program.
TRACE Reporting: An Expanding Scope with Increasing Complexity & Enforcement
The growing need for a full, end-to-end reconciliation and validation
process for FINRAʼs TRACE Reporting
Reading Between the Lines: FINRAʼs 2021 Examination Program Report
A closer look at FINRAʼs report and recent TFCE examination program