FinOps Report: FINRA’s CAT: Customer Account Data Management Challenge
FinOps Report: FINRA’s CAT: Customer Account Data Management Challenge
FinOps Report: FINRA’s CAT: Customer Account Data Management Challenge
Reporting correct customer data for the next phase of the requirements of the US Financial Industry Regulatory Authority’s Consolidated Audit Trail (CAT) system will end up being a time-consuming and costly exercise in data management for US broker-dealer regulatory reporting, trade compliance and IT managers.
Reporting correct customer data for the next phase of the requirements of the US Financial Industry Regulatory Authority’s Consolidated Audit Trail (CAT) system will end up being a time-consuming and costly exercise in data management for US broker-dealer regulatory reporting, trade compliance and IT managers.