RegTech Insight: FINRA Starts the Clock on OATS Retirement
RegTech Insight: FINRA Starts the Clock on OATS Retirement
RegTech Insight: FINRA Starts the Clock on OATS Retirement
Peter Gargone of compliance software specialist n-Tier discusses the complexities of the transition, and the importance of implementing proper policies, procedures, governance structures and control processes for your CAT reporting regulatory obligations.
Peter Gargone of compliance software specialist n-Tier discusses the complexities of the transition, and the importance of implementing proper policies, procedures, governance structures and control processes for your CAT reporting regulatory obligations.