Deep knowledge. Unique expertise. Solutions that transform how clients manage their data and content.

What We Do

We solve complex data problems in the financial services industry with a unique, configurable platform for monitoring and managing critical business processes.

Record of Success

Our success spans a global client base with $22 trillion under management and a market cap over $900 billion for some of the most respected firms in the world.

Expertise that Matters

We provide a unique combination of software and expertise to help firms address data and oversight deficiencies.

Our Team

Learn more about our talented team who bring real-world innovation to some of the financial services industry’s biggest data challenges.

Careers

Join our team in innovating and applying deep industry knowledge of financial services operations, risk, and compliance-related challenges to solve the complex data challenges global firms both large and small.

Partner Program

Build your firm’s revenue by introducing our trusted history of success and best-in-class technology solutions to your clients.

Platform

The n-Tier platform offers a unique, configurable solution for monitoring and managing data completeness and accuracy across critical business processes.

Platform Overview

Begin with a zero-development infrastructure to rapidly engage award winning data management in aggregation, monitoring and reporting.

How We Deliver

n-Tier's platform is flexible enough to fit your business needs, making each solution unique

Designed for Enterprise

Make a positive impact at every level of the organization through enterprise scale designed to reduce cost and risk across your entire organization.

Solutions

Resolve your most complex data challenges with the best-in-class building blocks for data management.

Data Governance

Protect and oversee sensitive client data through state-of-the-art layered access approaches for heightened security and risk mitigation.

Regulatory Reporting

Aggregate regulatory reporting data from different sources while meeting reporting obligations for both validation and research.

Trade Surveilance

Give your data lineage challenges visibility and searchability for your most complex surveillance data paths.

Risk Management

Engage compliance practices from the biggest firms for your changing risk management challenges.

Financial Reporting

Easily organize, summarize, and present your data in presentation-ready formats.

Data Warehousing

Integrate data from any source to monitor completeness and accuracy of your warehoused data.

Probability and Cost Monitoring

Automate daily data reviews across single or multiple OMS platforms for cost and revenue trend insights.

Features Overview Video

See a quick overview of solutions for your firm's most complex challenges.

Resources

Expand your outlook through our expert analysis and experience in real world applications of cost-effective solutions.

Whitepapers

Explore n-Tier’s depth of industry knowledge in financial services operations, risk, and compliance-related challenges.

Analyst Reports

Meet the growing challenges of data quality and reporting through the in-depth perspectives of our industry expert collaborations and engagements.

Webinars

Stay current and participate in deep dives of timely and relevant conversations through expert insights and analysis.

Articles

Stay informed with n-Tier's strategies for navigating increasingly complex data and regulatory environments.

Blog Posts

Get n-Tier’s latest information about complex data problems in finance, risk, and compliance and build informed decisions to explore growing data complexity from a perspective of real-world experience.

Events

Stay in touch and get personal by growing your knowledge, network, and community with the latest events on n-Tier's calendar.

News

Keep up to date with the latest news about n-Tier, a trusted global source for enterprise and data governance.

Awards & Recognition

n-Tier has achieved remarkable success, earning numerous prestigious awards and accolades.

Solutions / Regulatory Reporting / Large Options Position Reporting

Large Options Position Reporting (LOPR)

n-Tier’s web-based user interface provides full visibility and searchability of LOPR reports. This comprehensive platform performs LOPR validation, reconciliation, and report generation. Coupled with extensive consulting experience in LOPR and regulatory reporting solutions across all asset classes, n-Tier delivers an all-inclusive solution for validating, reporting, and correcting LOPR submissions.

Request More LOPR Info

Named Best Reporting Solution for CAT, 2021 & 2022

Where the Rubber Meets the Road

Taking an Automated Approach to the Next Chapter of CAT

CAT Implementation

As Dust Settles from CAT Implementation, Regulators Turn Up Heat on Data Quality – and Broker-Dealers Must Adapt

Listed & OTC Tracking

Support for both Listed and OTC options

Validation

Comprehensive validation of data going into LOPR reports daily

Smart Calculations

Independent position computations and exposure threshold calculations

User-Friendly Feedback

Ability to review and identify issues for each LOPR submission for both position and in-concert reports

Error Detection

Reconciliation and validation of outgoing LOPR submissions against position data for error detection

Formal Review

Supervisory pre-submission reviews

Reconciling

Post-submission reconciliation and validation

Direct Delivery

LOPR submission sent directly to the OCC

Proactive Data Analysis

Proactively detect issues with reference data and in-concert groupings

Generation Assistance

Algorithmically generate in-concert groups

Limit Identification

Track positions and identify position limit breaches

Achieve a Fully Transparent LOPR Process

Using our platform, firms can digest their position, reference, and OCC data to craft tailored quality control and reporting solutions for regulators.

Securely produce automated workflows for report validation, generation, and distribution.
Keep data current with the capture, storage, and quality checks of large volumes of sensitive data in one platform.
Oversee and reconcile the challenges of regularly changing data.
Navigate compliance complexity in a platform designed from real-world regulatory expertise.
Get high-performance handling for large data volumes.
Ensure reporting accuracy with data reconciliation, data quality, and data correction.

Contact our specialists to discuss applying deep industry expertise and innovative software solutions to your unique challenges.

Experience Our Solutions

Find out how to leverage a configurable solution for monitoring and managing data completeness and accuracy, across critical business processes.

Experience Our Solutions

Some text about what to expect for follow-up communications re: the demo

Record of Success

Our success spans a global client base with $22 trillion under management and a market cap over $900 billion for some of the most respected firms in the world.

Large Options Position Reporting (LOPR)

Large Options Position Reporting (LOPR)​

Large Options Position Reporting (LOPR)​

Request More LOPR Info

Where the Rubber Meets the Road

CAT Implementation

Listed & OTC Tracking

Validation

Smart Calculations

User-Friendly Feedback

Error Detection

Formal Review

Reconciling

Direct Delivery

Proactive Data Analysis

Generation Assistance

Limit Identification

Achieve a Fully Transparent LOPR Process

Experience Our Solutions

Experience Our Solutions

Experience Our Solutions

Connect

Platform

Solutions

Company

Large Options Position Reporting (LOPR)

Large Options Position Reporting (LOPR)